Justice HEARN.
India Graves, a six-month-old girl, died while being monitored by one of CAS Medical Systems' products. India's parents, Kareem and Tara Graves, subsequently filed a products liability lawsuit against CAS, contending the monitor was defectively designed and failed to alert them when India's heart rate and breathing slowed. The circuit court granted CAS's motion to exclude all of the Graves' expert witnesses and accordingly granted CAS summary judgment. We affirm as modified.
India and her sisters, Asia and Paris, were triplets born prematurely to Kareem and Tara. All three girls spent the first six weeks of their lives in the hospital so they could be monitored, a standard practice for premature babies. When they were finally sent home, their doctor ordered that the Graves use a monitor manufactured by CAS to track their breathing and heart rates as a precaution. The monitor was designed to sound an alarm, which, by all accounts, is quite loud, if the subject were to experience an apneic, bradycardia, or tachycardia event.
As an additional safety measure, CAS installed not only a back-up alarm, but also a feature that records whether the alarm sounded. This system operates primarily through an independent and separate microphone specifically designed to listen for the alarm. If it hears the alarm, it then makes a notation in the monitor's internal log. If it does not hear the alarm, then it records "Front alarm not heard," and the monitor will sound the back-up alarm. A microphone listens
On the night of April 10, 2004, India was hooked up to the monitor and fell asleep next to her father on his bed. At the time, Tara was awake doing chores.
Tara and Kareem claim the monitor's alarm never sounded that night. Additionally, they testified that all the lights on the front of the monitor were on, although they were solid and not flashing. Another family member who was asleep downstairs from India also could not recall hearing the alarm go off. Tara further testified the machine was not turned off until the next day, when the monitor was removed for testing.
India's monitor recorded the following events beginning the morning of April 11th. At 2:39 a.m., the monitor first detected a slow heart beat from India. Over the next thirteen minutes, the monitor recorded twenty-three separate apnea or bradycardia events. By 2:52 a.m., India had passed the point of resuscitation. The monitor recorded six more events before showing it was powered down at 3:50 a.m. The log shows it was then powered back up the next morning. For every event, the monitor recorded hearing the alarm properly sound and accurately traced India's slowing breathing and heart rate. As India's treating physician put it, the machine's performance was tragically perfect: "[A]s sad as it is, the tracing is beautiful. It is a — you watch the baby die on the leads."
To support this theory, the Graves designated three software experts to testify regarding the alarm's failure: Dr. Walter Daugherity, Dr. William Lively, and Frank Painter. In arriving at their conclusions that a software defect caused the alarm to fail, none of the experts did much actual testing of the software. Instead, they used a "reasoning to the best inference" analysis, which is similar to a differential diagnosis in the medical field where potential causes of the harm are identified and then either excluded or included based on their relative probabilities. In this case, three potential causes were identified: hardware error, complaint error, and software error. Complaint error means that the monitor was misused or the alarm did sound and the Graves failed to hear it.
Dr. Daugherity excluded complaint error because the machine was hooked up to India properly and he did not believe anyone could sleep through the alarm. In other words, because the Graves claim the alarm did not wake them, that means it did not go off. After being confronted with the fact that the monitor listens for the alarm and separately records whether it was heard, Dr. Daugherity accordingly concluded it "is certain" the internal logs showing the alarm sounded on the morning of April 11th are not reliable "in light of the undisputed testimony that the alarm did not function."
As to Dr. Lively, the record does not show he engaged in any analysis regarding complaint error. He did agree with Dr. Daugherity that the most likely cause was software error.
Painter as well concluded a software error most probably caused the alarm to fail. He, like Dr. Daugherity, excluded complaint error because of the Graves' own statements that the alarm failed. Thus, during his deposition when he learned the monitor recorded hearing the alarm sound, Painter summarily concluded this had "no effect" on his opinion. Specifically, even though he conceded that this ordinarily would show the alarm sounded, he maintained this was not the case here "because the Graves say they didn't hear the alarm." When explaining software error was the cause, Painter also admitted that he never examined the code in any detail and only "spent a half an hour just thumbing through it and looking at it." In an affidavit he filed early in the case, Painter instead stated his conclusion rested on the opinions of Dr. Daugherity and Dr. Lively. In his deposition, on the other hand, Painter testified that his opinion actually was not based on the work of Dr. Daugherity and Dr. Lively, but on the reports of other alarm failures submitted to the FDA.
Finally, the Graves designated Dr. Donna Wilkins as an expert to testify whether India could have been revived had Tara or Kareem been woken up by the alarm. Although Dr. Wilkins stated she was not an expert in SIDS, it was her belief, based on her many years of experience and training as a neonatologist, that it was more likely than not Tara and Kareem would have been able to revive India had they heard an alarm. She did acknowledge no proof existed that a monitor can prevent SIDS, but from her tenure in the neonatal intensive care unit babies experiencing apneic events can be resuscitated.
CAS moved to have all the Graves' experts excluded, arguing none of them met the reliability factors for scientific testimony set forth in State v. Council, 335 S.C. 1, 515 S.E.2d 508 (1999). CAS also moved for summary judgment, contending
The Graves filed a Rule 59(e), SCRCP, motion, arguing in particular that even without expert testimony, they still presented enough circumstantial evidence to survive summary judgment. The court disagreed, holding that a product defect case cannot be proven by circumstantial evidence. This appeal followed.
The Graves first argue that the circuit court erred in excluding the testimony of their four experts. While we agree the court erred in finding Dr. Wilkins unqualified and in excluding her testimony, we find no abuse of discretion in excluding the opinions of Dr. Daugherity, Dr. Lively, and Painter that a software defect caused the alarm to fail as unreliable.
"If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or
In determining whether to admit expert testimony, the court must make three inquiries. First, the court must determine whether "the subject matter is beyond the ordinary knowledge of the jury, thus requiring an expert to explain the matter to the jury." Watson, 389 S.C. at 446, 699 S.E.2d at 175. Second, the expert must have "acquired the requisite knowledge and skill to qualify as an expert in the particular subject matter," although he "need not be a specialist in the particular branch of the field." Id. Finally, the substance of the testimony must be reliable. Id. It is this final requirement of reliability which is the central feature of the inquiry. White, 382 S.C. at 270, 676 S.E.2d at 686.
If the proffered testimony is scientific in nature, then the circuit court must determine its reliability per the factors set forth in Council. Id. at 449-50, 699 S.E.2d at 177. Under Council, the court must consider the following: "(1) the publications and peer review of the technique; (2) prior application of the method to the type of evidence involved in the case; (3) the quality control procedures used to ensure reliability; and (4) the consistency of the method with recognized scientific laws and procedures." 335 S.C. at 19, 515 S.E.2d at 517. However, these factors "serve no useful analytical purpose" for nonscientific evidence. White, 382 S.C. at 274, 676 S.E.2d at 688. In those cases, we have declined to offer any specific factors for the circuit court to consider due to "the myriad of Rule 702 qualification and reliability challenges that
CAS concedes that the first two elements under Rule 702 have been met with respect to Dr. Daugherity, Dr. Lively, and Painter, i.e., their testimony would aid the jury and they are qualified. Thus, the only question on appeal is whether their opinions that a software defect caused the alarm to fail are reliable. The bulk of the arguments advanced by the Graves concern whether the court erred in categorizing the testimony as scientific and thus subject to Council.
As previously mentioned, we have declined to set a general test for nonscientific testimony due to the multitude of challenges which may arise. Thus, this evidence must be evaluated on an ad hoc basis. Although this is our first opportunity to assess the reliability of an opinion rendered using the reasoning to the best inference methodology, other courts have already done so. In Westberry v. Gislaved Gummi AB, 178 F.3d 257 (4th Cir.1999), the court described the differential diagnosis methodology as a process of identifying a cause by "eliminating the likely causes until the most probable one is isolated." Id. at 262. A reliable differential diagnosis eliminates each potential cause until arriving at one that cannot be ruled out or concluding that of those that cannot be ruled out, one is most likely. Id. While the strength of an
In this case, both the monitor's log reflecting that the alarm sounded and the testimony of India's pediatrician implicate complaint error as a potential issue. We therefore focus our attention on whether these experts sufficiently reasonably discounted it based on objective criteria.
Turning first to Dr. Daugherity, his exclusion of complaint error as a cause was premised on the Graves' own testimony that the alarm did not sound. He even went so far as to conclude that there is no "evidence that can support a finding that the alarm actually functioned the night of the incident." When presented with the evidence from the machine's internal log that the alarm did go off, Dr. Daugherity therefore dismissed it as unreliable based on the "undisputed testimony that the alarm did not function," i.e., the Graves contention that the alarm failed.
Painter's testimony presents the same problem. When he learned for the first time during his deposition that the monitor has an independent system to listen for the alarm, he was able to conclude without hesitation or further review of the system that this evidence simply has no effect on his opinion. While he conceded this ordinarily would mean the alarm sounded, he baldly marginalized the evidence in this case simply because the Graves said the alarm did not go off. We therefore believe there is evidence that Painter too did not provide objective criteria for eliminating complaint error as a cause. Underscoring our concerns about the reliability of his opinion, Painter ultimately stated that the monitor "failed in a way that we don't really understand."
We also agree with the circuit court that these experts improperly relied on reports of other failures to bolster their conclusions that software error was to blame. Evidence of similar incidents is admissible "where there is some special relation between the accidents tending to prove or disprove some fact in dispute." Watson, 389 S.C. at 453, 699 S.E.2d at 179. A plaintiff bears the burden of demonstrating the other accidents are "substantially similar to the accident at issue" by demonstrating that the products are similar, the alleged defect is similar, the defect caused the other accidents, and there are no other reasonable secondary explanations. Id. While the products in the FDA report are similar to the one here, the record contains no evidence suggesting any further connection to or whether a software error was even involved in these other cases. In order to deem these other incidents substantially similar, we would have to automatically equate an alleged failure with a software defect of the kind claimed by the Graves without any evidentiary basis for doing so. This we will not do.
The circuit court excluded Dr. Wilkins' testimony first on the ground that she was not qualified to render an opinion as to SIDS. This was due in large part to her statement that she would not consider herself a SIDS expert. However, an "expert need not be a specialist in the particular branch of the field." Watson, 389 S.C. at 446, 699 S.E.2d at 175. The record before us reveals a doctor with over thirty years' experience as a neonatologist who stays current on SIDS literature. It is also clear from her testimony that she routinely encounters SIDS in her practice. We therefore find the circuit court abused its discretion in finding Dr. Wilkins was not qualified to render an opinion in this case.
The court further excluded her testimony on the ground that it was not reliable under the Council factors. We recognized in Whaley, though, that most doctors do not give scientific testimony. 305 S.C. at 142, 406 S.E.2d at 371. Thus, a doctor who merely applies his knowledge to every day experiences does not need to satisfy the additional foundation required by Council. See id. at 142, 406 S.E.2d at 371-72. All Dr. Wilkins did was apply the knowledge she has gained from her training and experience as a neonatologist to determine whether India would have survived had her parents been alerted to her condition. Accordingly, the circuit court committed an error of law in holding Dr. Wilkins to the Council standard for reliability. However, for the reasons discussed
We turn now to whether the Graves have adduced sufficient evidence to withstand summary judgment without the opinions of their computer experts. We hold they have not.
In any products liability action, a plaintiff must establish three things: (1) he was injured by the product; (2) the product was in essentially the same condition at the time of the accident as it was when it left the hands of the defendant, and (3) the injury occurred because the product "was in a defective condition unreasonably dangerous to the user." Madden v. Cox, 284 S.C. 574, 579, 328 S.E.2d 108, 112 (Ct.App.1985). If the plaintiff is pursuing a design defect claim, the only way to meet the third element is by "point[ing] to a design flaw in the product and show[ing] how his alternative design would have prevented the product from being unreasonably dangerous." Branham v. Ford Motor Co., 390 S.C. 203, 225, 701 S.E.2d 5, 16 (2010). Summary judgment is appropriate when there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law. Rule 56(c), SCRCP.
Here, there is no argument that the monitor was not in essentially the same condition as it was when it left CAS's factory. Furthermore, Dr. Wilkins testified it is more likely than not that India could have been revived had the parents been woken up by an alarm. Without the testimony of their experts, however, the Graves have no direct evidence of whether the monitor was unreasonably dangerous because there is no identification of a specific design flaw.
We take this opportunity to correct the circuit court's erroneous holding that a plaintiff cannot use circumstantial evidence to prove a design defect claim. "Any fact in issue may be proved by circumstantial evidence as well as
It is well-established that one cannot draw an inference of a defect from the mere fact a product failed. Sunvillas Homeowners Ass'n v. Square D. Co., 301 S.C. 330, 333, 391 S.E.2d 868, 870 (Ct.App.1990). Accordingly, the plaintiff must offer some evidence beyond the product's failure itself to prove that it is unreasonably dangerous. Thus, while the Graves do have witnesses who testified that the alarm did not sound, that alone is not sufficient. In some design defect cases, expert testimony is required to make this showing because the claims are too complex to be within the ken of the ordinary lay juror. Watson, 389 S.C. at 445, 699 S.E.2d at 175 ("[E]xpert testimony is required where a factual issue must be resolved with scientific, technical, or any other specialized knowledge."); cf. Esturban v. Mass. Bay Transp. Auth., 68 Mass.App.Ct. 911, 865 N.E.2d 834, 835 (2007) ("By its nature, an escalator is a complex, technical piece of machinery, whose design and operational requirements are not straightforward. Accordingly, any determination of the dimensions essential to its safe operation is generally beyond the scope of an average person's knowledge."); Olshansky v. Rehrig Int'l, 872 A.2d 282, 287 (R.I.2005) (affirming grant of summary judgment in defect case involving a shopping cart in the absence of expert testimony because "[a]lthough average lay persons use shopping carts every day, we conclude that only an expert who understands the mechanics of constructing such a cart could
We have little trouble concluding as a matter of law that the Graves' claim is one such case because it involves complex issues of computer science. Although we use computers in some form or fashion almost every day of our lives, the design and structure of the software they run is beyond the ordinary understanding and experience of laymen. Hence, the Graves must support their allegations with expert testimony, and without it, their claims are subject to dismissal. Because we find the circuit court did not abuse its discretion in excluding the Graves' computer experts, CAS is entitled to summary judgment.
In conclusion, we hold the circuit court did not abuse its discretion in excluding the testimony of the Graves' computer experts. While the court did err in excluding Dr. Wilkins' testimony, the Graves are still left with no expert opinions regarding any defects in the monitor. In the absence of this evidence, CAS is entitled to summary judgment. We accordingly affirm the circuit court as modified.
TOAL, C.J., BEATTY and KITTREDGE, JJ., concur. PLEICONES, J., concurring in result only.